HomeLegal Framework

Legal Framework

SECPAct
Companies Act, 2017
Futures Market Act, 2016
Anti-Money Laundering (Second Amendment) Act, 2020
Regulations
Futures Exchanges (Licensing and Operations) Regulations, 2017
S.R.O. (I)/2020
S.R.O. 561 (I)2022
Futures Brokers (Licensing and Operations) Regulations, 2018
S. R. O. 553 (1)/2021
Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2020
Listed Companies (Code of Corporate Governance) Regulations, 2019
FAQs on TFS-Obligations
FAQs by FMU related to STRs for REs
Directive-TFS-Obligation-and-Reporting-2020
Guidelines on implementation of UNSCRs concerning TFS on Proliferation-Financing
USERGUIDE – Online filing of Annual AMLCFT Risk Assessment by Regulated Entities

Please follow the below link for update on all Laws, Rules, Regulations, Notifications, Directives, Circulars And Guidelines issued by The Securities and Exchange Commission of Pakistan from time to time:

https://www.secp.gov.pk/laws

PMEX
PMEX Memorandum of Association
PMEX Rule Book
PMEX Articles of Association
Guidelines Futures Brokers
Guidelines for Customers of Futures Brokers
PMEX Code of Conduct – Directors
PMEX Code of Conduct – Employees
Regulatory Awareness Session for Brokers
This site is registered on wpml.org as a development site.